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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT, LLC, CRD 296949

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97aad916-c54f-b193-5404-57442d6ebd11

Data as of May 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 0
Observed: May 12, 2018 to May 22, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $565MItem 5.F on the latest filing (2026-05-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $548M
Private client RAUM: $513MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $70.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,105
Individual clients: 246
High net worth clients: 147
Custody, client assets: $209M
SEC number: 801-113424
CIK: 1800234
CRD: 296949
Filings on the tape: 40
First filed: May 12, 2018
Latest filed: May 22, 2026
Organised: Limited Liability Company, DE
Website: atticuswm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT GERALD GOGGIN	n/a	PALM BEACH GARDENS, FL \| Roswell, GA	7	16	4	no
DOUGLAS JOSEPH BARTOLF	n/a	PALM BEACH GARDENS, FL	5	27	2	no
ROBERT ADAM KOKOL	Certified Financial Planner	New Braunfels, TX \| PALM BEACH GARDENS, FL	5	23	8	no
STEPHAN WILLIAM ZEHNER	Certified Financial Planner	Lake Worth, FL \| PALM BEACH GARDENS, FL	5	10	1	no
COLIN JOHN ARNOLD	Certified Financial Planner	PALM BEACH GARDENS, FL \| Tampa, FL	1	16	2	no
MELISSA MARIE MONTALVO	Certified Financial Planner\|Chartered Financial Consultant	PALM BEACH GARDENS, FL	1	16	3	no
Micah John Droescher	n/a	PALM BEACH GARDENS, FL	0	11	n/a	no
Austin James Nelson	n/a	PALM BEACH GARDENS, FL	0	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNOLD, COLIN, JOHN	Owner	E	yes	04/2018	May 21, 2018	Aug 5, 2024
ATTICUS ASSET MANAGEMENT, LLC	Member	C	yes	03/2018	May 12, 2018	Aug 5, 2024
BARTOLF WEALTH ADVISORS, INC	Member	C	yes	03/2018	May 12, 2018	Aug 5, 2024
BARTOLF, DOUGLAS, JOSEPH	Owner	E	yes	08/2004	May 21, 2018	Aug 5, 2024
FOUR PILLARS WEALTH MANAGEMENT, LLC	Member	C	yes	03/2018	May 12, 2018	Aug 5, 2024
MORRIS, ENOCH, CARTER	Owner	E	yes	07/2014	May 12, 2018	Aug 5, 2024
MORRIS, ENOCH, CARTER	CHIEF COMPLIANCE OFFICER	C	yes	05/2018	May 12, 2018	Aug 5, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tampa	FL	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$565M	$548M	8	7	2	n/a	n/a
2024	Apr 1, 2025	$447M	$431M	7	7	4	n/a	n/a
2023	Feb 14, 2024	$370M	$349M	7	7	5	n/a	n/a
2022	Mar 15, 2023	$365M	$328M	8	8	4	n/a	n/a
2021	Mar 9, 2022	$360M	$323M	8	7	3	n/a	n/a
2020	Mar 9, 2021	$286M	$257M	6	6	4	n/a	n/a
2019	Jan 29, 2020	$210M	$189M	4	4	3	n/a	n/a
2018	Jul 9, 2019	$164M	$145M	4	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	25.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$565M	$447M	26.3%	$365M	15.7%	8	7	2	4

Relationships

Registered with (10)

← Austin James NelsonAdvisorregistration: current employment
May 22, 2026 to presentfactForm ADV
← Micah John DroescherAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← MELISSA MARIE MONTALVOAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← COLIN JOHN ARNOLDAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← STEPHAN WILLIAM ZEHNERAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← ROBERT ADAM KOKOLAdvisorregistration: current employment
Jan 13, 2021 to presentfactForm ADV
← DOUGLAS JOSEPH BARTOLFAdvisorregistration: current employment
Jan 4, 2021 to presentfactForm ADV
← ROBERT GERALD GOGGINAdvisorregistration: current employment
Dec 7, 2018 to presentfactForm ADV
← ENOCH CARTER MORRISAdvisorregistration: previous registration
Jun 26, 2018 to Mar 12, 2026factForm ADV
← RICHARD WATTS BONDAdvisorregistration: previous registration
Nov 8, 2021 to Feb 11, 2026factForm ADV

Controls (6)

← BARTOLF, DOUGLAS, JOSEPHOwnerOWNER, ownership code E, individual
May 21, 2018 to Aug 5, 2024factForm ADV
← MORRIS, ENOCH, CARTEROwnerOWNER, ownership code E, individual
May 12, 2018 to Aug 5, 2024factForm ADV
← ARNOLD, COLIN, JOHNOwnerOWNER, ownership code E, individual
May 21, 2018 to Aug 5, 2024factForm ADV
← ATTICUS ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code C, domestic entity
May 12, 2018 to Aug 5, 2024factForm ADV
← BARTOLF WEALTH ADVISORS, INCOwnerMEMBER, ownership code C, domestic entity
May 12, 2018 to Aug 5, 2024factForm ADV
← FOUR PILLARS WEALTH MANAGEMENT, LLCOwnerMEMBER, ownership code C, domestic entity
May 12, 2018 to Aug 5, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Atticus Wealth Management reported RAUM $565.3M, up 26% from $447.5M (2025-09-02 to 2026-03-31)
Form ADVobserved 6 days ago
$118M
Occurred
Mar 12, 2026
Advisor changed firm
Enoch Carter Morris left Atticus Wealth Management for Highbrook Capital Partners (registered 2026-01-02)
Form ADVobserved 6 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Richard Watts Bond left Atticus Wealth Management for Highbrook Capital Partners (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
May 12, 2018
First Form ADV filing
Atticus Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97aad916-c54f-b193-5404-57442d6ebd11
First observed: May 12, 2018
Last observed: May 22, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT, LLC, CRD 296949

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97aad916-c54f-b193-5404-57442d6ebd11

Data as of May 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT GERALD GOGGIN

n/a

PALM BEACH GARDENS, FL | Roswell, GA

DOUGLAS JOSEPH BARTOLF

n/a

PALM BEACH GARDENS, FL

ROBERT ADAM KOKOL

Certified Financial Planner

New Braunfels, TX | PALM BEACH GARDENS, FL

STEPHAN WILLIAM ZEHNER

Certified Financial Planner

Lake Worth, FL | PALM BEACH GARDENS, FL

COLIN JOHN ARNOLD

Certified Financial Planner

PALM BEACH GARDENS, FL | Tampa, FL

MELISSA MARIE MONTALVO

Certified Financial Planner|Chartered Financial Consultant

PALM BEACH GARDENS, FL

Micah John Droescher

n/a

PALM BEACH GARDENS, FL

n/a

Austin James Nelson

n/a

PALM BEACH GARDENS, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARNOLD, COLIN, JOHN

Owner

yes

04/2018

May 21, 2018

Aug 5, 2024

ATTICUS ASSET MANAGEMENT, LLC

Member

yes

03/2018

May 12, 2018

Aug 5, 2024

BARTOLF WEALTH ADVISORS, INC

Member

yes

03/2018

May 12, 2018

Aug 5, 2024

BARTOLF, DOUGLAS, JOSEPH

Owner

yes

08/2004

May 21, 2018

Aug 5, 2024

FOUR PILLARS WEALTH MANAGEMENT, LLC

Member

yes

03/2018

May 12, 2018

Aug 5, 2024

MORRIS, ENOCH, CARTER

Owner

yes

07/2014

May 12, 2018

Aug 5, 2024

MORRIS, ENOCH, CARTER

CHIEF COMPLIANCE OFFICER

yes

05/2018

May 12, 2018

Aug 5, 2024

City

State

Country

Employees

Also broker-dealer

Tampa

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$565M

$548M

n/a

2024

Apr 1, 2025

$447M

$431M

n/a

2023

Feb 14, 2024

$370M

$349M

n/a

2022

Mar 15, 2023

$365M

$328M

n/a

2021

Mar 9, 2022

$360M

$323M

n/a

2020

Mar 9, 2021

$286M

$257M

n/a

2019

Jan 29, 2020

$210M

$189M

n/a

2018

Jul 9, 2019

$164M

$145M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$565M

$447M

26.3%

$365M

15.7%