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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Kelly M Cooper

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46f94a49-43cd-0a94-20a7-18a304aaff3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 17, 2004
First registration: Feb 22, 2012
Dual registered: yes, broker-dealer
Other names: KELLY M MCEVOY|KELLY M MCEVOY
IAPD individual key: 4637347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Jul 1, 2014	n/a	yes	Edgartown, MA\|MASHPEE, MA\|South Yarmouth, MA\|East Wareham, MA\|South Sandwich, MA\|Hyannis, MA\|Falmouth, MA\|Orleans, MA\|Fairhaven, MA\|Salem, NH\|NEW BEDFORD, MA\|New Bedford, MA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 22, 2012	Jun 13, 2014	no	BOSTON, MA\|BROCKTON, MA\|NEW BEDFORD, MA\|NEW BEDFORD, MA\|SOUTH DARTMOUTH, MA\|NEW BEDFORD, MA\|MATTAPOISETT, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SANTANDER SECURITIES	Jun 13, 2014	Jul 1, 2014	18	Firm change	Other

Relationships

Registered with (2)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Jul 1, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 22, 2012 to Jun 13, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46f94a49-43cd-0a94-20a7-18a304aaff3a
First observed: Feb 22, 2012
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Kelly M Cooper

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46f94a49-43cd-0a94-20a7-18a304aaff3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANTANDER SECURITIES

Bd affiliated wealth

Jul 1, 2014

n/a

yes

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 22, 2012

Jun 13, 2014

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

SANTANDER SECURITIES

Jun 13, 2014

Jul 1, 2014

Firm change

Other