This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Oct 28, 2020

First registration

Jul 16, 2021

Dual registered

yes, broker-dealer

IAPD individual key

7392967

• Occurred

  Aug 22, 2024
  Advisor changed firm

  Phillip Ryan Horton left Investment Research Corp for Osaic Wealth, Inc. (registered 2024-08-23)

  Form ADVobserved 5 days ago
• Occurred

  Apr 14, 2022
  Advisor changed firm

  Phillip Ryan Horton left Mml Investors Services, Llc for Investment Research Corp (registered 2023-04-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4703d40f-ab1d-353d-a8b8-03199d0ecb62

First observed

Jul 16, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.