RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• R••• H•••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 23, 2024 · Jacksonville, Fl
- I••••••••• R••••••• C••• independent RIAApr 25, 2023 to Aug 22, 2024 · Denver, Co
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 16, 2021 to Apr 14, 2022 · Jacksonville, Fl
- I••••••••• R••••••• C••• to O•••• W•••••• I•••left Aug 22, 2024, registered Aug 23, 2024 (1 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to I••••••••• R••••••• C•••left Apr 14, 2022, registered Apr 25, 2023 (376 days) · Affiliated broker-dealer or bank to independent RIA
- Phillip Ryan Horton left Investment Research Corp for Osaic Wealth, Inc. (registered 2024-08-23)Aug 22, 2024 · Advisor changed firm · fact
- Phillip Ryan Horton left Mml Investors Services, Llc for Investment Research Corp (registered 2023-04-25)Apr 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address