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Advisor at SB ADVISORY, LLC
ATLANTA, GA | Huntington, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SB ADVISORY, LLC | Independent wealth | Oct 14, 2025 | n/a | yes | Huntington, NY|ATLANTA, GA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 16, 2022 | Oct 9, 2024 | no | Melville, NY|Babylon, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 28, 2017 | Apr 8, 2021 | no | GARDEN CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | SB ADVISORY, LLC | Oct 9, 2024 | Oct 14, 2025 | 370 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PRUCO SECURITIES, LLC | Apr 8, 2021 | Jun 16, 2022 | 434 | Firm change after gap | Wirehouse to ibd |