D•••• A•• B••••

Advisor at E•••••• F•••••••• E••••••

QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47102c32-b7ce-2ce8-60b8-6d98ec2d12aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 7, 2023	n/a	yes	QUINCY, MA	Current employment
P•• W••••• M••••••••• L••	Former SEC adviser	Feb 1, 2022	Dec 11, 2023	no	QUINCY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M••••••••• L••	E•••••• F•••••••• E••••••	Dec 11, 2023	Nov 7, 2023	-34	Firm change after gap	RIA to RIA
M•••••• F•••••••• S•••••••• I•••	P•• W••••• M••••••••• L••	Feb 4, 2020	Feb 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
284669:104510:MA:2023-12-11	Dec 11, 2023	Nov 7, 2023	QUINCY, MA	Firm change after gap

Relationships

Registered with (3)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 7, 2023 to presentfactForm ADV
→ P•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2022 to Dec 11, 2023factForm ADV
→ M•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2019 to Feb 4, 2020factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47102c32-b7ce-2ce8-60b8-6d98ec2d12aa
First observed: Jan 17, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.