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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRW WEALTH MANAGEMENT LLC

CRD 284669

QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c0e9028-d579-a0b1-7b49-bca0529069bf

Data as of Apr 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Aug 8, 2016 to Apr 17, 2023
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $512MItem 5.F on the latest filing (2023-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $489M
Private client RAUM: $426MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 648
Individual clients: 87
High net worth clients: 107
Custody, client assets: $220M
SEC number: 801-108258
CRD: 284669
Filings on the tape: 19
First filed: Aug 8, 2016
Latest filed: Apr 17, 2023
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HERMAN, ELLIOT, BRUCE	CHIEF INVESTMENT OFFICER	Na	yes	09/2016	Nov 2, 2016	Apr 17, 2023
PAYNE, WILLIAM, ARTHUR	MANAGING MEMBER/CO-FOUNDER	D	yes	09/2016	Nov 2, 2016	Apr 17, 2023
RENWICK, RICHARD, ALAN	MANAGING MEMBER/CO-FOUNDER/CHIEF COMPLIANCE OFFICER	D	yes	09/2016	Nov 2, 2016	Apr 17, 2023
WENTLING, GARY, ALAN	DIRECTOR OF FINANCE AND OPERATIONS	Na	yes	09/2016	Sep 21, 2017	Apr 17, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRW ASSOCIATES INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 24, 2023	$488M	$466M	13	7	0	n/a	n/a
2021	Mar 25, 2022	$604M	$590M	15	9	0	n/a	n/a
2020	Mar 12, 2021	$521M	$521M	14	8	0	n/a	n/a
2019	Mar 20, 2020	$449M	$449M	14	8	0	n/a	n/a
2018	Mar 24, 2019	$383M	$383M	13	13	0	n/a	n/a
2017	Jan 25, 2018	$311M	$311M	11	11	0	n/a	n/a
2016	Mar 22, 2017	$285M	$285M	12	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$512M	$604M	-15.3%	$449M	4.4%	13	15	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDELMAN FINANCIAL ENGINES	4	Dec 11, 2023	Nov 7, 2023	QUINCY, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← RENWICK, RICHARD, ALANOwnerMANAGING MEMBER/CO-FOUNDER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 2, 2016 to presentfactForm ADV
← PAYNE, WILLIAM, ARTHUROwnerMANAGING MEMBER/CO-FOUNDER, ownership code D, individual
Nov 2, 2016 to presentfactForm ADV
← HERMAN, ELLIOT, BRUCEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 2, 2016 to presentfactForm ADV
← WENTLING, GARY, ALANOwnerDIRECTOR OF FINANCE AND OPERATIONS, ownership code NA, individual
Sep 21, 2017 to presentfactForm ADV

Registered with (5)

← ELLIOT BRUCE HERMANAdvisorregistration: previous registration
Nov 23, 2016 to Dec 11, 2023factForm ADV
← NATHAN JACOB BALDWINAdvisorregistration: previous registration
Jul 7, 2021 to Dec 11, 2023factForm ADV
← STEPHANIE ANN MANCHONAdvisorregistration: previous registration
Aug 23, 2018 to Dec 11, 2023factForm ADV
← DEBRA ANN BURNSAdvisorregistration: previous registration
Feb 1, 2022 to Dec 11, 2023factForm ADV
← Jared Andrew SweeneyAdvisorregistration: previous registration
Jun 11, 2018 to Nov 7, 2022factForm ADV

Moved with (1)

→ EDELMAN FINANCIAL ENGINESRegistered adviser4 advisors, firm absorbed, same day
Dec 11, 2023 to Nov 7, 2023factForm ADV

Dated events

Occurred
Dec 11, 2023
Firm absorbed
Prw Wealth Management LLC's advisors moved to Edelman Financial Engines (Quincy, MA): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Dec 11, 2023
Advisor changed firm
Elliot Bruce Herman left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-03)
Form ADVobserved 6 days ago
Occurred
Dec 11, 2023
Advisor changed firm
Stephanie Ann Manchon left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-07)
Form ADVobserved 6 days ago
Occurred
Dec 11, 2023
Advisor changed firm
Debra Ann Burns left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-07)
Form ADVobserved 6 days ago
Occurred
Dec 11, 2023
Advisor changed firm
Nathan Jacob Baldwin left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-03)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2022
Advisor changed firm
Jared Andrew Sweeney left Prw Wealth Management Llc for Mission Wealth Management, Lp (registered 2023-01-31)
Form ADVobserved 6 days ago
Occurred
May 25, 2022
Control person left
English Catherine Dolphyn (Chief Compliance Officer) no longer on Schedule A of Prw Wealth Management Llc (listed 2022-03-25, absent 2022-05-25)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2016
First Form ADV filing
South Shore Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c0e9028-d579-a0b1-7b49-bca0529069bf
First observed: Aug 8, 2016
Last observed: Apr 17, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRW WEALTH MANAGEMENT LLC

CRD 284669

QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c0e9028-d579-a0b1-7b49-bca0529069bf

Data as of Apr 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HERMAN, ELLIOT, BRUCE

CHIEF INVESTMENT OFFICER

yes

09/2016

Nov 2, 2016

Apr 17, 2023

PAYNE, WILLIAM, ARTHUR

MANAGING MEMBER/CO-FOUNDER

yes

09/2016

Nov 2, 2016

Apr 17, 2023

RENWICK, RICHARD, ALAN

MANAGING MEMBER/CO-FOUNDER/CHIEF COMPLIANCE OFFICER

yes

09/2016

Nov 2, 2016

Apr 17, 2023

WENTLING, GARY, ALAN

DIRECTOR OF FINANCE AND OPERATIONS

yes

09/2016

Sep 21, 2017

Apr 17, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRW ASSOCIATES INSURANCE AGENCY, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 24, 2023

$488M

$466M

n/a

2021

Mar 25, 2022

$604M

$590M

n/a

2020

Mar 12, 2021

$521M

n/a

2019

Mar 20, 2020

$449M

n/a

2018

Mar 24, 2019

$383M

n/a

2017

Jan 25, 2018

$311M

n/a

2016

Mar 22, 2017

$285M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$512M

$604M

-15.3%

$449M

4.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDELMAN FINANCIAL ENGINES

Dec 11, 2023

Nov 7, 2023

QUINCY, MA

Firm absorbed

RIA to RIA

100.0%