DFX Intelligence

M•• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

M•• I•••••••••

M•• I••••••••• LLC, CRD 322007

BIRMINGHAM, MI

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Search this name across graphsid dfx:ria:4712e0b3-9756-b823-35d1-103a3118abba

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Aug 4, 2022 to Mar 27, 2024
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $243M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• J•••••• L••••	Member	B	yes	08/2021	Aug 4, 2022	Mar 27, 2024
M•••••••• M•••• T•••••	Manager	D	yes	08/2021	Aug 4, 2022	Mar 27, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ST. PETERSBURG	FL	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$243M	$220M	10.9%	n/a	n/a	9	10	1	1

Relationships

Controls (3)

← M•••••••• M•••• T•••••OwnerMANAGER, ownership code D, individual
Aug 4, 2022 to presentfactForm ADV
← R•••• B••••• D•••••OwnerMEMBER / CHIEF COMPLIANCE OFFICER, ownership code B, individual
Aug 4, 2022 to presentfactForm ADV
← B••••••• J•••••• L••••OwnerMEMBER, ownership code B, individual
Aug 4, 2022 to presentfactForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
M•• I••••••••• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $243.5M)
Form ADVobserved 7 days ago
$243M
Occurred
Nov 29, 2023
Control person left
David James Oegema (Member/ Chief Compliance Officer) no longer on Schedule A of M•• I••••••••• (listed 2023-03-29, absent 2023-11-29)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2022
First Form ADV filing
M•• I••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4712e0b3-9756-b823-35d1-103a3118abba
First observed: Aug 4, 2022
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.