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Former SEC-registered adviser

M•• I•••••••••

Former SEC-registered adviserBirmingham, MichiganCRD 322007SEC 801-126502IAPD
Legal name M•• I••••••••• L••
Latest filing Mar 27, 2024
First filing on the tape Aug 4, 2022 · 6 filings
SEC status approved since Sep 2, 2022
RAUM
$243M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$243M as of Mar 27, 2024
Mar 29, 2023$220M then
HNW client RAUM$0 as of Mar 27, 2024
Mar 29, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2024
Mar 29, 20230 then
Employees (5.A)9 as of Mar 27, 2024
Mar 29, 202310 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$122MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$243M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• J•••••• L•••• · Membercontrol
        since 08/2021 · owns 10% to 25%
      • M•••••••• M•••• T••••• · Managercontrol
        since 08/2021 · owns 50% to 75%
      • R•••• B••••• D••••• · Member / Chief Compliance Officercontrol
        since 11/2023 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • St. Petersburg, FL2 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 8 to 9
        Nov 29, 2023 to Mar 27, 2024
      • Employees · 8 to 9
        Nov 29, 2023 to Mar 27, 2024
      • Non-discretionary RAUM · $220M to $243M
        Nov 29, 2023 to Mar 27, 2024
      • RAUM · $220M to $243M
        Nov 29, 2023 to Mar 27, 2024
      • Advisory employees · 10 to 8
        Mar 29, 2023 to Nov 29, 2023
      • Employees · 10 to 8
        Mar 29, 2023 to Nov 29, 2023
      • Accounts · 0 to 2
        Aug 4, 2022 to Dec 20, 2022
      • Advisory employees · 8 to 10
        Aug 4, 2022 to Dec 20, 2022
      • Advisory activities · 1 to 2
        Aug 4, 2022 to Dec 20, 2022
      • Corporate clients · 0 to 2
        Aug 4, 2022 to Dec 20, 2022
      • Employees · 8 to 10
        Aug 4, 2022 to Dec 20, 2022
      • Non-discretionary RAUM · $0 to $220M
        Aug 4, 2022 to Dec 20, 2022
      • RAUM · $0 to $220M
        Aug 4, 2022 to Dec 20, 2022
      Signals
      3 dated events
      • M•• I••••••••• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $243.5M)
        Mar 6, 2025 · Left the SEC roster · derived
      • David James Oegema (Member/ Chief Compliance Officer) no longer on Schedule A of M•• I••••••••• (listed 2023-03-29, absent 2023-11-29)
        Nov 29, 2023 · Control person left · inference
      • M•• I••••••••• filed its initial SEC registration (Form ADV)
        Aug 4, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026