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RIA / WealthAdvisorCertified Financial Planner27 years in industry

ROBERT CHARLES MAUND

Advisor at OAKWORTH ASSET MANAGEMENT, LLC

Charlotte, NC | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:471390af-ca26-9c55-149e-671122311968

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWORTH ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 21, 1999
First registration: Dec 31, 2001
Dual registered: no
IAPD individual key: 2392827

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWORTH ASSET MANAGEMENT, LLC	Independent wealth	Jul 1, 2025	n/a	yes	BIRMINGHAM, AL\|Charlotte, NC	Current employment
BISON WEALTH, LLC	Former SEC adviser	Apr 13, 2021	Feb 1, 2022	no	Charlotee, NC\|ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 31, 2009	Apr 26, 2012	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
CALIBRE ADVISORY SERVICES INC.	n/a	May 16, 2005	Jan 6, 2009	no	CHARLOTTE, NC	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Feb 17, 2004	Jan 4, 2005	no	CHARLOTTE, NC	Previous registration
JBS LIBERTY SECURITIES, INC.	n/a	Dec 31, 2001	Feb 13, 2004	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BISON WEALTH, LLC	OAKWORTH ASSET MANAGEMENT, LLC	Feb 1, 2022	Jul 1, 2025	1,246	Firm change after gap	RIA to new firm
WELLS FARGO ADVISORS	BISON WEALTH, LLC	Apr 26, 2012	Apr 13, 2021	3,274	Firm change after gap	Wirehouse to RIA
CALIBRE ADVISORY SERVICES INC.	WELLS FARGO ADVISORS	Jan 6, 2009	Mar 31, 2009	84	Firm change	Other
RBC CAPITAL MARKETS, LLC	CALIBRE ADVISORY SERVICES INC.	Jan 4, 2005	May 16, 2005	132	Firm change	Other
JBS LIBERTY SECURITIES, INC.	RBC CAPITAL MARKETS, LLC	Feb 13, 2004	Feb 17, 2004	4	Firm change	Other

Relationships

Registered with (6)

→ OAKWORTH ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ BISON WEALTH, LLCRegistered adviserregistration: previous registration
Apr 13, 2021 to Feb 1, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2009 to Apr 26, 2012factForm ADV
→ CALIBRE ADVISORY SERVICES INC.Registered adviserregistration: previous registration
May 16, 2005 to Jan 6, 2009factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Feb 17, 2004 to Jan 4, 2005factForm ADV
→ JBS LIBERTY SECURITIES, INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Feb 13, 2004factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
Robert Charles Maund left Bison Wealth, Llc for Oakworth Asset Management, Llc (registered 2025-07-01)
Form ADVobserved 6 days ago