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Advisor at GC ASSET MANAGEMENT
TEMECULA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GC ASSET MANAGEMENT | State registered | Jan 1, 2026 | n/a | yes | TEMECULA, CA | Current employment |
| BROKERSXPRESS LLC | Former SEC adviser | Jan 3, 2008 | Dec 31, 2011 | no | SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|NEWBURY PARK, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 20, 1998 | Oct 3, 2005 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROKERSXPRESS LLC | GC ASSET MANAGEMENT | Dec 31, 2011 | Jan 1, 2026 | 5,115 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BROKERSXPRESS LLC | Oct 3, 2005 | Jan 3, 2008 | 822 | Firm change after gap | Other |