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A•• Q•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant11 years in industry

A•• Q•••

Advisor at A•••• W••••• M••••••••• L••

PASADENA, CA

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Search this name across graphsid dfx:ria:471a3b21-f68e-19d9-89d1-da8ea8a63102

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	State registered	Jan 23, 2026	n/a	yes	PASADENA, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 25, 2025	Nov 19, 2025	no	LOS ANGELES, CA\|LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	A•••• W••••• M••••••••• L••	Nov 19, 2025	Jan 23, 2026	65	Firm change	Wirehouse to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Oct 3, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:79:CA:2025-09-02	Oct 3, 2025	Sep 25, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 25, 2025 to Nov 19, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 18, 2020 to Oct 3, 2025factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
A•• Q••• left J••• M••••• S••••••••• L•• for A•••• W••••• M••••••••• L•• (registered 2026-01-23)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2025
Advisor changed firm
A•• Q••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:471a3b21-f68e-19d9-89d1-da8ea8a63102
First observed: Nov 18, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.