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N••••••• F•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

N••••••• F•••• M••••••••

Advisor at M••••••

Concord, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:471e02b3-1772-e190-3898-69ad6f4df468

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 3, 2022	n/a	yes	Concord, NH	Current employment
G•••••• I••••••••• A•••••••• L••	Former SEC adviser	Jul 16, 2015	Jan 20, 2022	no	CANAAN, NH\|CONCORD, NH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• I••••••••• A•••••••• L••	M••••••	Jan 20, 2022	Jan 3, 2022	-17	Firm change	RIA to ibd
P•• C•••••• M••••••••• I••	G•••••• I••••••••• A•••••••• L••	Jul 8, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149770:140195:NH:2022-01-20	Jan 20, 2022	Jan 3, 2022	CONCORD, NH	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ G•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 16, 2015 to Jan 20, 2022factForm ADV
→ P•• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 1, 2015 to Jul 8, 2015factForm ADV

Dated events

Occurred
Jan 20, 2022
Advisor changed firm
N••••••• F•••• M•••••••• left G•••••• I••••••••• A•••••••• L•• for Mariner (registered 2022-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:471e02b3-1772-e190-3898-69ad6f4df468
First observed: Apr 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.