DFX Intelligence

W••••••••• M••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM over $100B

W••••••••• M••••••••• I••••••••• L••

W••••••••• M••••••••• I••••••••• L••••••, CRD 165193

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:471f425f-1c68-f86a-6d34-32707bc232c9

Data as of Nov 2, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 25
On other graphs: 0
Observed: Oct 25, 2012 to Nov 2, 2023
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $101B••• Locked
Discretionary RAUM: $99B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 478
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• T•••• C••••••• N• M••••••• C••••• T•••• F•••• T••••• E••••••• M•••••• L•••• C••••••• P••••••••	Hedge Fund	$46.5M	Mar 8, 2017	0	Mar 16, 2012	dropped	n/a
W••••••••• T•••• C••••••• N• M••••••• C••••• T•••• F•••• T••••• G••••• B••• P••••••••	Hedge Fund

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• S••••••	Director	Na	yes	01/2018	Jan 17, 2018	Nov 2, 2023
B••••••••• N••••••• L•••••	Director	Na	yes	01/2018	Jan 17, 2018	Nov 2, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• M••••••••• C•••••• L••	n/a	Asset manager	$1428B	N	yes	n/a
W••••••••• A••••••••• I••••••••• L••	n/a	Asset manager	$92B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$101B	$124B	-18.6%	$122B	-6.0%	478	367	0	1

Relationships

Affiliated with (8)

→ W••••••••• M••••••••• C•••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W••••••••• M••••••••• J•••• P•• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W••••••••• M••••••••• H••• K••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W••••••••• M••••••••• S•••••••• P•• L••Registered adviser

Dated events

Occurred
Nov 2, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 2, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 2, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Control person joined
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:471f425f-1c68-f86a-6d34-32707bc232c9
First observed: Oct 25, 2012
Last observed: Nov 2, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← M••••• C••••• M••••OwnerDIRECTOR, ownership code NA, individual
Jul 21, 2015 to presentfactForm ADV
← C••••••••• Y••••••• C•••••••OwnerDIRECTOR, ownership code NA, individual
Jan 31, 2019 to presentfactForm ADV
← P•••••• J••••• S•••••OwnerDIRECTOR, ownership code NA, individual
Jan 25, 2021 to presentfactForm ADV
← D••••• H••••• E•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 5, 2019 to presentfactForm ADV
← S•••••••• L•••• B••••••OwnerDIRECTOR, ownership code NA, individual
Jan 17, 2018 to presentfactForm ADV
← M••••••• B••••• T••••••OwnerDIRECTOR, ownership code NA, individual
Nov 2, 2023 to presentfactForm ADV
← O•••••••• S•••••• S••••••OwnerDIRECTOR, ownership code NA, individual
Jan 25, 2021 to presentfactForm ADV
← S••••••• M•••• K••••OwnerDIRECTOR, ownership code NA, individual
Apr 8, 2022 to presentfactForm ADV
← B•••••••• S••••••OwnerDIRECTOR, ownership code NA, individual
Jan 17, 2018 to presentfactForm ADV
← B••••••••• N••••••• L•••••OwnerDIRECTOR, ownership code NA, individual
Jan 17, 2018 to presentfactForm ADV
← W••••••••• G•••• H••••••• L••OwnerMANAGING PARTNER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV
← W••••••••• I••••••••• A••••••• H••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV
← W••••••••• M••••••••• G••••• H•••••••• L•••OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 25, 2012 to presentfactForm ADV
← W••••••••• M••••••••• G•••• L••OwnerMANAGING PARTNER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV