DFX Intelligence

W••••••••• M••••••••• J•••• P•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

W••••••••• M••••••••• J•••• P•• L••

W••••••••• M••••••••• J•••• P••. LTD., CRD 165192

TOKYO

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Search this name across graphsid dfx:ria:dc4ce800-3883-e44d-fcbb-f138c9be5073

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 32
On other graphs: 0
Observed: Oct 25, 2012 to Mar 31, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.16 institutional_share=0.25 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $18B••• Locked
Discretionary RAUM: $17B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 65

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• T•••• C••••••• N• M••••••• C••••• T•••• F•••• T••••• J•••• S•••••• S••••••••• P••••••••	Hedge Fund	$0	Mar 15, 2019	1	Aug 9, 2013	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• E••••••••• M••••	Director	Na	yes	06/2019	Jun 17, 2019	Nov 7, 2024
E••••••••• D••••• K••••	Director	Na	yes	12/2019	Dec 9, 2019	Nov 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• M••••••••• C•••••• L••	n/a	Asset manager	$1428B	N	yes	n/a
W••••••••• A••••••••• I••••••••• L••	n/a	Asset manager	$92B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$18B	-0.7%	$19B	-2.2%	65	72	0	0

Relationships

Affiliated with (11)

← W••••••••• M••••••••• C•••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← W••••••••• M••••••••• H••• K••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← W••••••••• A••••••••• I•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← W••••••••• F•••• ••• L••Registered adviser

Dated events

Occurred
Nov 7, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 7, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 7, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 7, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc4ce800-3883-e44d-fcbb-f138c9be5073
First observed: Oct 25, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← H•••••••• D••••••• A••••••OwnerDIRECTOR, ownership code NA, individual
Oct 5, 2016 to Nov 7, 2024factForm ADV
← L••••• S••••• M••••••OwnerDIRECTOR, ownership code NA, individual
Nov 7, 2024 to Nov 7, 2024factForm ADV
← K•••••• N•••••••OwnerDIRECTOR, ownership code NA, individual
Oct 14, 2021 to Nov 7, 2024factForm ADV
← E••••••••• D••••• K••••OwnerDIRECTOR, ownership code NA, individual
Dec 9, 2019 to Nov 7, 2024factForm ADV
← C•••••••• E••••••••• M••••OwnerDIRECTOR, ownership code NA, individual
Jun 17, 2019 to Nov 7, 2024factForm ADV
← M••••••• C••••••• J•••OwnerDIRECTOR, ownership code NA, individual
Jun 17, 2019 to Nov 7, 2024factForm ADV
← P••••••• J••••• A••••••OwnerDIRECTOR, ownership code NA, individual
Dec 9, 2019 to Nov 7, 2024factForm ADV
← T•••• H•• Y•• K••••OwnerDIRECTOR, ownership code NA, individual
Nov 7, 2024 to Nov 7, 2024factForm ADV
← S••••••••• N•••••••• L•••••••OwnerDIRECTOR, ownership code NA, individual
Jan 10, 2024 to Nov 7, 2024factForm ADV
← S•••• P••• S••OwnerDIRECTOR, ownership code NA, individual
Jan 10, 2024 to Nov 7, 2024factForm ADV
← S•••• P•••• A•••••• D••••OwnerDIRECTOR, ownership code NA, individual
Nov 7, 2024 to Nov 7, 2024factForm ADV
← W••••••••• G•••• H••••••• L••OwnerMANAGING PARTNER, ownership code E, domestic entity
Jan 2, 2015 to Nov 7, 2024factForm ADV
← W••••••••• I••••••••• A••••••• H••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Jan 2, 2015 to Nov 7, 2024factForm ADV
← W••••••••• M••••••••• G••••• H•••••••• L•••OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 25, 2012 to Nov 7, 2024factForm ADV
← W••••••••• M••••••••• G•••• L••OwnerMANAGING PARTNER, ownership code E, domestic entity
Jan 2, 2015 to Nov 7, 2024factForm ADV