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V•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

V•••• H••••

Advisor at S••••••••• 4•••

SEATTLE, WA

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Search this name across graphsid dfx:ria:47241391-5ba3-b484-198a-cf67767396ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• 4•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• 4•••	No RAUM reported	Aug 2, 2019	n/a	yes	SEATTLE, WA	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Jul 13, 2017	Aug 1, 2019	no	Seattle, WA\|SEATTLE, WA\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	S••••••••• 4•••	Aug 1, 2019	Aug 2, 2019	1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
136865:300537:VA:2019-08-01	Aug 1, 2019	Aug 2, 2019	MCLEAN, VA	Firm change

Relationships

Registered with (2)

→ S••••••••• 4•••Registered adviserregistration: current employment
Aug 2, 2019 to presentfactForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Jul 13, 2017 to Aug 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47241391-5ba3-b484-198a-cf67767396ca
First observed: Jul 13, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.