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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

SHAREBUILDER 401K

SHAREBUILDER ADVISORS, LLC, CRD 300537

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1cd6d3e-9810-9746-c251-afb3af671a27

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 3
On other graphs: 1
Observed: Apr 1, 2019 to Jun 8, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Sharebuilder 401k

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 17
Employees: 35
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-115195
CRD: 300537
Filings on the tape: 15
First filed: Apr 1, 2019
Latest filed: Jun 8, 2026
Organised: Limited Liability Company, DE
Website: sharebuilder401k.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CYNTHIA JOAN GHAFFARI	n/a	Seattle, WA \| SEATTLE, WA	7	37	1	no
ROBERT TORPY MILLER	Chartered Financial Analyst	Bozeman, MT \| SEATTLE, WA	7	24	1	no
STUART REMLEY ROBERTSON	n/a	SEATTLE, WA	7	20	1	no
NICHOLAS GEORGE TSIAKILOS	n/a	SEATTLE, WA	7	19	2	no
Vince Hacut	n/a	SEATTLE, WA	7	11	1	no
PAUL MORGAN HOPKINS	n/a	SEATTLE, WA	7	14	1	no
Phillip Charles Donald	n/a	SEATTLE, WA \| Georgetown, KY	7	11	1	no
GARRETT WILLIS SILVER	Chartered Financial Analyst	Seattle, WA	6	22	1	no
SARA JANE ANDRES	n/a	SEATTLE, WA \| Spearfish, SD	6	28	5	yes
RYAN BOY M OMLI	n/a	SEATTLE, WA	5	19	n/a	no
Steven Lynn ONeal	n/a	Woodlands, TX	4	32	5	no
Matthew Dale Marengo	n/a	SEATTLE, WA	4	16	n/a	no
Duncan Macmillan Varela	n/a	SEATTLE, WA	4	13	1	no
RHETT DANFORD JORDAN	n/a	SEATTLE, WA	4	21	n/a	no
CHRISTOPHER KEITH WILKINSON	n/a	Richmond, VA \| SEATTLE, WA	3	30	11	no
JACOB W KEIL	n/a	SEATTLE, WA	2	16	n/a	no
Corbin James Lykins	n/a	SEATTLE, WA	2	14	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROBERTSON, STUART, REMLEY	Ceo	C	yes	11/2018	Apr 1, 2019	May 20, 2024
ROBERTSON, STUART, REMLEY	CEO & CCO	Na	yes	12/2018	Apr 1, 2019	May 20, 2024
SHAREBUILDER INC	PARENT COMPANY	E	yes	12/2018	Apr 1, 2019	May 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	May 15, 2024	n/a	n/a	36	5	n/a	n/a
2023	Jun 13, 2023	n/a	n/a	30	5	n/a	n/a
2022	May 11, 2022	n/a	n/a	30	4	n/a	n/a
2021	May 11, 2021	n/a	n/a	30	4	n/a	n/a
2020	Jun 1, 2020	n/a	n/a	30	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	5.9%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	35	30	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL ONE ADVISORS, LLC	2	Aug 1, 2019	Aug 2, 2019	MCLEAN, VA	Team lift out	Other	22.2%
CAPITAL ONE ADVISORS, LLC	4	Aug 1, 2019	Aug 7, 2019	SEATTLE, WA	Team lift out	Other	44.4%

Relationships

Registered with (20)

← Corbin James LykinsAdvisorregistration: current employment
Dec 8, 2023 to presentfactForm ADV
← JACOB W KEILAdvisorregistration: current employment
Nov 6, 2023 to presentfactForm ADV
← CHRISTOPHER KEITH WILKINSONAdvisorregistration: previous registration
Aug 2, 2019 to Apr 18, 2022factForm ADV
← RHETT DANFORD JORDANAdvisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV
← Duncan Macmillan VarelaAdvisorregistration: current employment
Mar 24, 2022 to presentfactForm ADV
← Matthew Dale MarengoAdvisorregistration: current employment
Feb 21, 2022 to presentfactForm ADV
← Steven Lynn ONealAdvisorregistration: current employment
Dec 6, 2021 to presentfactForm ADV
← RYAN BOY M OMLIAdvisorregistration: current employment
Jul 19, 2021 to presentfactForm ADV
← SARA JANE ANDRESAdvisorregistration: current employment
Jan 16, 2020 to presentfactForm ADV
← GARRETT WILLIS SILVERAdvisorregistration: current employment
Sep 30, 2019 to presentfactForm ADV
← Phillip Charles DonaldAdvisorregistration: current employment
Aug 15, 2019 to presentfactForm ADV
← PAUL MORGAN HOPKINSAdvisorregistration: current employment
Aug 7, 2019 to presentfactForm ADV
← NICHOLAS GEORGE TSIAKILOSAdvisorregistration: current employment
Aug 2, 2019 to presentfactForm ADV
← Vince HacutAdvisorregistration: current employment
Aug 2, 2019 to presentfactForm ADV
← STUART REMLEY ROBERTSONAdvisorregistration: current employment
Jul 31, 2019 to presentfactForm ADV
← CYNTHIA JOAN GHAFFARIAdvisorregistration: current employment
Jul 16, 2019 to presentfactForm ADV
← ROBERT TORPY MILLERAdvisorregistration: current employment
Jul 16, 2019 to presentfactForm ADV
← JAMES TIAN-HWA SHENAdvisorregistration: previous registration
Nov 18, 2022 to Mar 9, 2026factForm ADV
← SUZANNE BUCHANAN TAYLORAdvisorregistration: previous registration
Aug 6, 2019 to Mar 7, 2022factForm ADV
← KELLY LEE AUSBURNAdvisorregistration: previous registration
Aug 2, 2019 to Feb 1, 2021factForm ADV

Controls (2)

← ROBERTSON, STUART, REMLEYOwnerCEO, ownership code C, individual
Apr 1, 2019 to May 20, 2024factForm ADV
← SHAREBUILDER INCOwnerPARENT COMPANY, ownership code E, domestic entity
Apr 1, 2019 to May 20, 2024factForm ADV

Moved with (1)

← CAPITAL ONE ADVISORS, LLCRegistered adviser4 advisors, team lift out, same day
Aug 1, 2019 to Aug 7, 2019factForm ADV

Dated events

Occurred
Mar 9, 2026
Advisor changed firm
James Tian-Hwa Shen left Sharebuilder 401K for Forusall (registered 2026-03-18)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2022
Advisor changed firm
Suzanne Buchanan Taylor left Sharebuilder 401K for Composition Wealth, Llc (registered 2022-11-22)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2019
First Form ADV filing
Sharebuilder 401K filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1cd6d3e-9810-9746-c251-afb3af671a27
First observed: Apr 1, 2019
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHAREBUILDER 401K

SHAREBUILDER ADVISORS, LLC, CRD 300537

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1cd6d3e-9810-9746-c251-afb3af671a27

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CYNTHIA JOAN GHAFFARI

n/a

Seattle, WA | SEATTLE, WA

ROBERT TORPY MILLER

Chartered Financial Analyst

Bozeman, MT | SEATTLE, WA

STUART REMLEY ROBERTSON

n/a

SEATTLE, WA

NICHOLAS GEORGE TSIAKILOS

n/a

SEATTLE, WA

Vince Hacut

n/a

SEATTLE, WA

PAUL MORGAN HOPKINS

n/a

SEATTLE, WA

Phillip Charles Donald

n/a

SEATTLE, WA | Georgetown, KY

GARRETT WILLIS SILVER

Chartered Financial Analyst

Seattle, WA

SARA JANE ANDRES

n/a

SEATTLE, WA | Spearfish, SD

yes

RYAN BOY M OMLI

n/a

SEATTLE, WA

n/a

Steven Lynn ONeal

n/a

Woodlands, TX

Matthew Dale Marengo

n/a

SEATTLE, WA

n/a

Duncan Macmillan Varela

n/a

SEATTLE, WA

RHETT DANFORD JORDAN

n/a

SEATTLE, WA

n/a

CHRISTOPHER KEITH WILKINSON

n/a

Richmond, VA | SEATTLE, WA

JACOB W KEIL

n/a

SEATTLE, WA

n/a

Corbin James Lykins

n/a

SEATTLE, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROBERTSON, STUART, REMLEY

Ceo

yes

11/2018

Apr 1, 2019

May 20, 2024

ROBERTSON, STUART, REMLEY

CEO & CCO

yes

12/2018

Apr 1, 2019

May 20, 2024

SHAREBUILDER INC

PARENT COMPANY

yes

12/2018

Apr 1, 2019

May 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

May 15, 2024

n/a

2023

Jun 13, 2023

n/a

2022

May 11, 2022

n/a

2021

May 11, 2021

n/a

2020

Jun 1, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

5.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL ONE ADVISORS, LLC

Aug 1, 2019

Aug 2, 2019

MCLEAN, VA

Team lift out

Other

22.2%

CAPITAL ONE ADVISORS, LLC

Aug 1, 2019

Aug 7, 2019

SEATTLE, WA

Team lift out

Other

44.4%