DFX Intelligence

E••••• K•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

E••••• K•••••• S••••••

Advisor at C••••••••• W••••• M•••••••••

BELLEVUE, WA | Seattle, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Dec 9, 2015	n/a	yes	Seattle, WA\|BELLEVUE, WA	Current employment
G••••• R• P••••• • A••••••••• L••	n/a	Feb 11, 2014	Aug 8, 2016	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R• P••••• • A••••••••• L••	C••••••••• W••••• M•••••••••	Aug 8, 2016	Dec 9, 2015	-243	Firm change after gap	Other
L•• F•••••••• L••	G••••• R• P••••• • A••••••••• L••	Dec 16, 2015	Feb 11, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
111515:108805:WA:2016-08-08	Aug 8, 2016	Dec 9, 2015	SEATTLE, WA	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 9, 2015 to presentfactForm ADV
→ G••••• R• P••••• • A••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2014 to Aug 8, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2010 to Dec 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 10, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.