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Advisor at RBC SECURITIES, INC.
Henderson, NV | LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Apr 19, 2022 | n/a | yes | LAS VEGAS, NV|Henderson, NV | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jan 2, 2020 | Apr 6, 2022 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | RBC SECURITIES, INC. | Apr 6, 2022 | Apr 19, 2022 | 13 | Firm change | RIA to RIA |