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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

DUAYNE JOSEPH MADL

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SHAWNEE, KS

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Search this name across graphsid dfx:ria:4736dade-f380-c99e-877d-ee4e604f18b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 28, 1983
First registration: Mar 27, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 833183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 19, 2021	n/a	yes	SHAWNEE, KS	Current employment
MAIN STREET ADVISORS, LLC	Former SEC adviser	Sep 24, 2012	May 26, 2022	no	HAYS, KS	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 4, 2010	Oct 15, 2012	no	SHAWNEE, KS	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 7, 2004	Dec 31, 2009	no	SHAWNEE, KS\|OVERLAND PARK, KS	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Mar 27, 2002	Dec 18, 2003	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAIN STREET ADVISORS, LLC	INDEPENDENT FINANCIAL GROUP, LLC	May 26, 2022	Jan 19, 2021	-492	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MAIN STREET ADVISORS, LLC	Oct 15, 2012	Sep 24, 2012	-21	Firm change	Other
CETERA ADVISOR NETWORKS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2009	Jan 4, 2010	4	Firm change	Other
CETERA ADVISORS LLC	CETERA ADVISOR NETWORKS LLC	Dec 18, 2003	Jul 7, 2004	202	Firm change	Other

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 19, 2021 to presentfactForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 24, 2012 to May 26, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 4, 2010 to Oct 15, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 7, 2004 to Dec 31, 2009factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 27, 2002 to Dec 18, 2003factForm ADV

Dated events

Occurred
May 26, 2022
Advisor changed firm
Duayne Joseph Madl left Main Street Advisors, Llc for Independent Financial Group, Llc (registered 2021-01-19)
Form ADVobserved 6 days ago