DFX Intelligence

P••••••• M•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

P••••••• M•••• B•••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN | Oklahoma City, OK

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Search this name across graphsid dfx:ria:4737b5e1-6675-241a-2ec5-9d23ed70eeda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Oklahoma City, OK\|INDIANAPOLIS, IN	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser	Sep 30, 2010	Jun 28, 2024	no	OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	T••••••• S••••••• A•••••••	Jun 28, 2024	Jun 14, 2024	-14	Firm change	RIA to ibd
C•••••••• G••••• M•••••• I•••	P••••••• C•••••• A•••••••• I•••	Oct 16, 2008	Sep 30, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
115758:299201:OK:2024-06-28	Jun 28, 2024	Jun 14, 2024	OKLAHOMA CITY, OK	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2010 to Jun 28, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 2, 1996 to Oct 16, 2008factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4737b5e1-6675-241a-2ec5-9d23ed70eeda
First observed: Jan 2, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.