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Advisor at WELLS FARGO ADVISORS
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 31, 2024 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 31, 2024 | no | THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA|ENCINO, CA|THOUSAND OAKS, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 9, 2009 | Jan 3, 2011 | no | WESTLAKE VILLAGE, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Jul 2, 2009 | no | AGOURA HILLS, CA|WESTLAKE VILLAGE, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Feb 23, 2006 | May 2, 2009 | no | THOUSAND OAKS, CA|AGOURA HILLS, CA|THOUSAND OAKS, CA|THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Oct 31, 2024 | Oct 31, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO INVESTMENTS, LLC | Jul 2, 2009 | Jul 9, 2009 | 7 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |