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RIA / WealthAdvisor12 years in industry

TOMIKO REYELLE ARTHUR

Advisor at SOVEREIGN WEALTH ADVISORS LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:475006b9-5516-7ea3-7892-ac7e2de6d209

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVEREIGN WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 1, 2017
First registration: May 2, 2017
Dual registered: no
Other names: TOMIKO REYELLE MILLER|TOMIKO REYELLE ARTHUR|Tomiko R Arthur
IAPD individual key: 4192549

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVEREIGN WEALTH ADVISORS LLC	Independent wealth	Nov 20, 2023	n/a	yes	HOUSTON, TX	Current employment
AMERICANA PARTNERS, LLC	Independent wealth	May 18, 2021	Sep 13, 2022	no	HOUSTON, TX	Previous registration
Mariner	Bd affiliated wealth	Apr 7, 2021	May 19, 2021	no	Houston, TX	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	May 9, 2019	Dec 21, 2020	no	Houston - Memorial City, TX	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	May 2, 2017	Feb 1, 2019	no	Houston, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICANA PARTNERS, LLC	SOVEREIGN WEALTH ADVISORS LLC	Sep 13, 2022	Nov 20, 2023	433	Firm change after gap	RIA to RIA
Mariner	AMERICANA PARTNERS, LLC	May 19, 2021	May 18, 2021	-1	Firm change	Ibd to RIA
ROBERT W. BAIRD & CO. INCORPORATED	Mariner	Dec 21, 2020	Apr 7, 2021	107	Firm change	RIA to ibd
MERCER GLOBAL ADVISORS INC.	ROBERT W. BAIRD & CO. INCORPORATED	Feb 1, 2019	May 9, 2019	97	Firm change	RIA to RIA

Relationships

Registered with (5)

→ SOVEREIGN WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ AMERICANA PARTNERS, LLCRegistered adviserregistration: previous registration
May 18, 2021 to Sep 13, 2022factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 7, 2021 to May 19, 2021factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
May 9, 2019 to Dec 21, 2020factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
May 2, 2017 to Feb 1, 2019factForm ADV

Dated events

Occurred
Sep 13, 2022
Advisor changed firm
Tomiko Reyelle Arthur left Americana Partners, Llc for Sovereign Wealth Advisors Llc (registered 2023-11-20)
Form ADVobserved 6 days ago