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Advisor at VISTA INVESTMENT PARTNERS LLC
OKLAHOMA CITY, OK | Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS LLC | Independent wealth | Nov 22, 2022 | n/a | yes | OKLAHOMA CITY, OK|Tulsa, OK | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 11, 2014 | Oct 29, 2021 | no | OKLAHOMA CITY, OK|TULSA, OK | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Apr 14, 2014 | no | TULSA, OK|TULSA, OK|FT. WORTH, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 24, 2008 | Oct 23, 2009 | no | TULSA, OK | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 2, 1998 | Nov 12, 2008 | no | TULSA, OK|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | VISTA INVESTMENT PARTNERS LLC | Oct 29, 2021 | Nov 22, 2022 | 389 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Apr 14, 2014 | Apr 11, 2014 | -3 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Nov 12, 2008 | Oct 24, 2008 | -19 | Firm change | Other |