DFX Intelligence

G••••• O••••••••• C•••••• A••••••••• F•••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundOther private fund3(c)(7)dropped

G••••• O••••••••• C•••••• A••••••••• F•••• L••

advised by S•• J••• A•••• M••••••••• I•••

Puerto Rico, United States

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Data as of Mar 8, 2017 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 8, 2017
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: S•• J••• A•••• M••••••••• I•••CRD 138046
Fund type: PUBLIC EQUITY
Latest reported GAV: $2.0M••• Locked
Peak reported GAV: $25.0M
Beneficial owners: 6
Minimum investment: $5,000
Owned by the adviser: 6800%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

••• Locked

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 8, 2017	$2.0M

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
P••••••• L••	P••••••• L••	NEW YORK	New York	United States	no	8-17574
S•••••••• S••••••••• L••	S•••••••• S••••••••• L••	SAN J•••	Puerto Rico	United States	no	8-49571

Relationships

Advises (1)

← S•• J••• A•••• M••••••••• I•••Registered adviserOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 8, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Mar 8, 2017 116 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 11 rows

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 30, 2012	$25.0M	14	$50,000	700.0%	yes	G••••• O••••••••• C•••••• A••••••••• F•••• L••