DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• O••••••••• C•••••• A••••••••• F•••• L••
Other Private Fundadvised byS•• J••• A•••• M••••••••• I•••former805-6949121950no longer reportedIAPD
Gross asset value
$2.0M
as of Mar 8, 2017; not a fund size
Peak GAV
$25.0M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$5,000
as reported
Adviser and related own
68%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 30, 2012 to Mar 8, 2017
Reporting history
one row per Form ADV filing
Gross asset value$2.0M as of Mar 8, 2017
Mar 30, 2012$25.0M then
Owners6 as of Mar 8, 2017
Mar 30, 201214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Puerto Rico, United Statesreported
- Clients solicited
- yes, 8% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- PUBLIC EQUITYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCNew York, New York
- Santander Securities LLCSan J•••, Puerto Rico
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 68%reportedadviser and related persons