DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 138046
SAN J•••, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| G••••• O••••••••• C•••••• A••••••••• F•••• L•• | Other Private Fund | $2.0M | Mar 8, 2017 | 6 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| V•••••••• A••••••••• J••• | President | Na | yes | 04/2017 | Apr 24, 2017 | Apr 2, 2019 |
| B•••••••• N••••• A• | PORTFOLIO ANALYST | Na | no | 03/2019 | Apr 2, 2019 | Apr 2, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••• I••••••••• B••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | n/a | $60.0M | n/a | $91.0M | n/a | 1 | 3 | 1 | n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 03/2019 |
| Apr 2, 2019 |
| Apr 2, 2019 |
| $61.0M |
| $28.9M |
| 5 |
| 2 |
| 1 |
| n/a |
| n/a |
| 2016 | Mar 8, 2017 | $60.0M | $42.0M | 3 | 2 | n/a | 1 | $2.0M |
| 2015 | Mar 21, 2016 | $60.0M | $44.0M | 3 | 2 | n/a | 1 | $7.6M |
| 2014 | Mar 27, 2015 | $91.0M | $75.0M | 5 | 3 | n/a | 1 | $19.0M |
| 2013 | Mar 26, 2014 | $95.0M | $70.0M | 5 | 3 | n/a | 1 | $25.0M |
| 2012 | Apr 1, 2013 | $94.0M | $57.0M | 5 | 3 | n/a | 1 | $23.0M |
| 2011 | Mar 30, 2012 | $130M | $92.0M | n/a | n/a | n/a | 1 | $25.0M |