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RIA / WealthAdvisorCertified Financial Planner20 years in industry

FRANKLIN MYRON HSU

Advisor at NOMAD CAPITAL GROUP, LLC

KIRKLAND, WA

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Search this name across graphsid dfx:ria:4761fb38-2684-6b7e-3a87-88eb3b5eaf71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOMAD CAPITAL GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 30, 2006
First registration: Mar 31, 2006
Dual registered: no
IAPD individual key: 5052968

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOMAD CAPITAL GROUP, LLC	State registered	Sep 29, 2021	n/a	yes	KIRKLAND, WA	Current employment
TRANSGLOBAL ADVISORY, LLC	Independent wealth	Jul 25, 2016	Feb 1, 2022	no	MONROVIA, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 21, 2011	May 21, 2014	no	PASADENA, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 19, 2006	Oct 10, 2011	no	Arcadia, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 31, 2006	Apr 13, 2006	no	GLENDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSGLOBAL ADVISORY, LLC	NOMAD CAPITAL GROUP, LLC	Feb 1, 2022	Sep 29, 2021	-125	Firm change after gap	RIA to state RIA
STRATEGIC ADVISERS LLC	TRANSGLOBAL ADVISORY, LLC	May 21, 2014	Jul 25, 2016	796	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Oct 10, 2011	Nov 21, 2011	42	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Apr 13, 2006	Jun 19, 2006	67	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ NOMAD CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Sep 29, 2021 to presentfactForm ADV
→ TRANSGLOBAL ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 25, 2016 to Feb 1, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 21, 2011 to May 21, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 19, 2006 to Oct 10, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 31, 2006 to Apr 13, 2006factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
Franklin Myron Hsu left Transglobal Advisory, Llc for Nomad Capital Group, Llc (registered 2021-09-29)
Form ADVobserved 6 days ago