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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MARK JOSEPH KATELHON

Advisor at TD PRIVATE CLIENT WEALTH LLC

Marlton, NJ | Jenkintown, PA

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Search this name across graphsid dfx:ria:47647140-cc91-41bf-bd6d-9268e9ba1062

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 1, 1997
First registration: Mar 6, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 1625474

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jun 22, 2026	n/a	yes	Marlton, NJ\|Jenkintown, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 9, 2024	Jun 22, 2026	no	SAN DIEGO, CA\|PHIADEPHIA, PA\|Philadephia, PA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Oct 24, 2017	Sep 17, 2024	no	Philadelphia, PA\|PARSIPPANY, NJ\|PHILADELPHIA, PA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 6, 2012	Oct 27, 2017	no	Plymouth Meeting, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	TD PRIVATE CLIENT WEALTH LLC	Jun 22, 2026	Jun 22, 2026	0	Firm change	Ibd to ibd
OSAIC FS, INC.	LPL FINANCIAL LLC	Sep 17, 2024	Sep 9, 2024	-8	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	OSAIC FS, INC.	Oct 27, 2017	Oct 24, 2017	-3	Firm change	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 9, 2024 to Jun 22, 2026factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Oct 24, 2017 to Sep 17, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 6, 2012 to Oct 27, 2017factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
Mark Joseph Katelhon left Lpl Financial Llc for Td Private Client Wealth Llc (registered 2026-06-22)
Form ADVobserved 5 days ago
Occurred
Sep 17, 2024
Advisor changed firm
Mark Joseph Katelhon left Osaic Fs, Inc. for Lpl Financial Llc (registered 2024-09-09)
Form ADVobserved 5 days ago