DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J••••• K•••••••

T• P•••••• C••••• W••••• L••BD affiliatedMarlton, Nj dual registrantIAPD 1625474

Feed of 09/14/2026

At current firm

0 y

since Jun 22, 2026

In the industry

28 y

since Nov 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jun 22, 2026 · Marlton, Nj
L•• F•••••••• L•• BD affiliated
Sep 9, 2024 to Jun 22, 2026 · San Diego, Ca
O•••• F•• I••• former
Oct 24, 2017 to Sep 17, 2024 · Philadelphia, Pa
S••••••• F•••••••• S•••••••• I••• former
Mar 6, 2012 to Oct 27, 2017 · Plymouth Meeting, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••
left Jun 22, 2026, registered Jun 22, 2026 (0 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to L•• F•••••••• L••
left Sep 17, 2024, registered Sep 9, 2024 (-8 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to O•••• F•• I•••
left Oct 27, 2017, registered Oct 24, 2017 (-3 days) · Other

Signals

M••• J••••• K••••••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-06-22)
Jun 22, 2026 · Advisor changed firm · fact
M••• J••••• K••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-09-09)
Sep 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address