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Advisor at FIDUCIENT ADVISORS LLC
WINDSOR, CT | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | Mixed wealth | Jan 13, 2021 | n/a | yes | CHICAGO, IL|WINDSOR, CT | Current employment |
| FIDUCIARY INVESTMENT ADVISORS, LLC | Former SEC adviser | Jul 13, 2006 | Dec 31, 2020 | no | WINDSOR, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 23, 1999 | May 23, 2006 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT ADVISORS, LLC | FIDUCIENT ADVISORS LLC | Dec 31, 2020 | Jan 13, 2021 | 13 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | FIDUCIARY INVESTMENT ADVISORS, LLC | May 23, 2006 | Jul 13, 2006 | 51 | Firm change | Wirehouse to new firm |