K••••••• A•••• M••••••••• L••••••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.0 fund_share=0.33 institutional_share=0.67 related_bd=true related_bank=true bd_reps=0.0

Regulatory AUM

$163B••• Locked

Discretionary RAUM

$163B

Private client RAUM

$69.6Mderived••• Locked

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

45

• Occurred

  Jun 17, 2024
  Control person left

  John Donal Woodcock (Chief Compliance Officer) no longer on Schedule A of K••••••• A•••• M••••••••• L•••••• (listed 2024-04-10, absent 2024-06-17)

  Form ADVobserved 7 days ago
• Occurred

  Jun 17, 2024
  Control person joined

  M•••••• A•••• N•••• (Chief Compliance Officer) appeared on Schedule A of K••••••• A•••• M••••••••• L••••••

  Form ADVobserved 7 days ago
• Occurred

  Apr 10, 2024
  Control person joined

  James Gregory Fleming (Trustee) appeared on Schedule A of K••••••• A•••• M••••••••• L••••••

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:476df837-e029-fce3-ef21-0090e3a1af0a

First observed

May 29, 2015

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.