DFX Intelligence

P••••••• A•••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

P••••••• A•••• M••••••••• I••

CRD 105201

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49cbb61c-5736-1091-6658-65b813786e3b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 69
Dated events: 31
On other graphs: 0
Observed: Apr 2, 2012 to Mar 30, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.22 institutional_share=0.66 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $44B••• Locked
Discretionary RAUM: $44B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 110

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• R••• P••••• M•••• A•••• M••••• F•••• L•••	Hedge Fund	$2.2B	Mar 30, 2026	2	Sep 30, 2016	reported	n/a
P••••••• R••• P••••• M•••• A•••• F••• ••••• L••	Hedge Fund	$2.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• M•••• J•••••••	Director	Na	yes	12/2018	Dec 24, 2018	Oct 16, 2024
B•••••• B••••• D••••	DIRECTOR/ PRESIDENT & CEO	Na	yes	09/2024	Oct 16, 2024	Oct 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• A••••••• G••••• L••	n/a	Bd affiliated wealth	$195B	N	yes	n/a
I•••• L••• I••••••••• M••••••• L••••••	n/a	Other adviser	$163B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$44B	$33B	33.0%	$32B	11.8%	110	115	0	0

Relationships

Affiliated with (2)

→ E•••••• A••••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ K••••••• A•••• M••••••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (35)

→ P••••••• H••••••••• L••••••••• F•••• L•Private fundHedge Fund, IA
May 25, 2023 to presentfactForm ADV
→

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$11.0B
Occurred
Mar 30, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-5.2B
Occurred
Mar 30, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$76,804

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49cbb61c-5736-1091-6658-65b813786e3b
First observed: Apr 2, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (29)

← D••••••••• P•••• G••OwnerTRUSTEE, ownership code F, individual
Oct 31, 2013 to Oct 16, 2024factForm ADV
← R•••••••• R•••••• L••••OwnerDIRECTOR, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← F••••••• G••••••• J••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Oct 16, 2024factForm ADV
← A••••• M•••• J•••••••OwnerDIRECTOR, ownership code NA, individual
Dec 24, 2018 to Oct 16, 2024factForm ADV
← M•••••••• G•••••• D•••••OwnerDIRECTOR/ GLOBAL CHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← O••• R•••••• J••••••OwnerDIRECTOR, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← W•••••• M•••••••• E••••OwnerDIRECTOR, ownership code NA, individual
Aug 17, 2018 to Oct 16, 2024factForm ADV
← S•••••• P•••• M••••••OwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← Q•••• E•••••• E•••••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← B••••••• A••••• S•••••OwnerDIRECTOR, ownership code NA, individual
Oct 16, 2024 to Oct 16, 2024factForm ADV
← V••••• M•••• L••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 25, 2021 to Oct 16, 2024factForm ADV
← K••••••• J••••• F••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2019 to Oct 16, 2024factForm ADV
← D••••••••• A••••• R••••OwnerTRUSTEE, ownership code F, individual
Oct 31, 2013 to Oct 16, 2024factForm ADV
← S••••••••• R••••OwnerDIRECTOR, ownership code NA, individual
Feb 1, 2024 to Oct 16, 2024factForm ADV
← D•••• G•••• A•••••OwnerTRUSTEE, ownership code F, individual
Jun 30, 2023 to Oct 16, 2024factForm ADV
← F••••••• S••••••• R••••••OwnerGENERAL COUNSEL, ownership code NA, individual
Jun 30, 2023 to Oct 16, 2024factForm ADV
← B•••••• B••••• D••••OwnerDIRECTOR/ PRESIDENT & CEO, ownership code NA, individual
Oct 16, 2024 to Oct 16, 2024factForm ADV
← S•••••••• E•••• H•••••••OwnerDIRECTOR/ VICE CHAIR OF P•••••••, ownership code NA, individual
Apr 2, 2012 to Oct 16, 2024factForm ADV
← E•••••• A•••••• I•••••••• C•• O• A••••••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2024 to Oct 16, 2024factForm ADV
← E•••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2024 to Oct 16, 2024factForm ADV
← E•••••• S••••••• H••••••• U•• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2024 to Oct 16, 2024factForm ADV
← G••••••••• F•••••••• •••• S•••••• C•OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 24, 2018 to Oct 16, 2024factForm ADV
← G••••••••• L••••• I••OwnerSHAREHOLDER, ownership code E, foreign entity
Apr 2, 2012 to Oct 16, 2024factForm ADV
← G••••••••• L••••• U••• L••OwnerMEMBER, ownership code E, domestic entity
Dec 24, 2018 to Oct 16, 2024factForm ADV
← P•••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 1, 2024 to Oct 16, 2024factForm ADV
← P••••••• H•••••••• I•••OwnerDIRECT SHAREHOLDER, ownership code E, domestic entity
Jan 24, 2014 to Oct 16, 2024factForm ADV
← P•••• C••••••••• O• C•••••OwnerOWNER, ownership code E, foreign entity
Apr 2, 2012 to Oct 16, 2024factForm ADV
← P•••• F•••••••• C•••••••••OwnerSHAREHOLDER, ownership code D, foreign entity
Apr 2, 2012 to Oct 16, 2024factForm ADV
← T•• D•••••••• F••••• R•••••••• T••••OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 31, 2013 to Oct 16, 2024factForm ADV