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K••• D•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

K••• D•••••• C••••••••

Advisor at H•••••• • F••••••••• I••••••••

L••••BURG, VA

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Search this name across graphsid dfx:ria:477f401c-4f90-1505-aecc-2d21f588409a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 28, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• • F••••••••• I••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• • F••••••••• I••••••••	No RAUM reported	Mar 3, 2026	n/a	yes	L••••BURG, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 28, 1994	Sep 6, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••• • F••••••••• I••••••••	Sep 6, 2022	Mar 3, 2026	1,274	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (2)

→ H•••••• • F••••••••• I••••••••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 28, 1994 to Sep 6, 2022factForm ADV

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
K••• D•••••• C•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H•••••• • F••••••••• I•••••••• (registered 2026-03-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:477f401c-4f90-1505-aecc-2d21f588409a
First observed: Nov 28, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.