DFX Intelligence

S•••••• A••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

S•••••• A••• C•••••••

Advisor at O•••• W•••••• I•••

LUDOWICI, GA

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Search this name across graphsid dfx:ria:4787ed95-3eb0-5336-ce21-52ee720be210

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Aug 4, 2023	n/a	yes	LUDOWICI, GA	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	Aug 31, 2007	Aug 1, 2023	no	MACKENBACH\|Mackenbach\|Ludowici, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	O•••• W•••••• I•••	Aug 1, 2023	Aug 4, 2023	3	Firm change	RIA to ibd
S••••••• I••••••••• I•••	I•••••••• I••••••••• I•••	Apr 28, 2006	Aug 31, 2007

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 4, 2023 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2007 to Aug 1, 2023factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 4, 1999 to Apr 28, 2006factForm ADV

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4787ed95-3eb0-5336-ce21-52ee720be210
First observed: Feb 4, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.