DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• W••••• P•••••••
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• W••••• P••••••• | Independent wealth | Jan 22, 2026 | n/a | yes | MINNETONKA, MN|MINNETONKA, MN | Current employment |
| M••••• S•••••• | Wirehouse | Sep 5, 2023 | Jan 21, 2026 | no | BLOOMINGTON, MN|Bloomington, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A••••••••• W••••• P••••••• | Jan 21, 2026 | Jan 22, 2026 | 1 | Firm change | Wirehouse to RIA |
| E•••••• C•••••• M••••••••• L•• | M••••• S•••••• | Sep 5, 2023 | Sep 5, 2023 |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Oct 19, 2021 | Sep 5, 2023 | no | ARLINGTON, VA|BLOOMINGTON, MN | Previous registration |
| A••••••••• W••••• P••••••• | Independent wealth | Nov 12, 2019 | Oct 4, 2021 | no | MINNETONKA, MN|Minneapolis, MN | Previous registration |
| M••••• S•••••• | Wirehouse | Aug 3, 2016 | Jan 18, 2019 | no | Chicago, IL | Previous registration |
| 0 |
| Bulk transfer |
| RIA to wirehouse |
| A••••••••• W••••• P••••••• | E•••••• C•••••• M••••••••• L•• | Oct 4, 2021 | Oct 19, 2021 | 15 | Firm change | RIA to RIA |
| M••••• S•••••• | A••••••••• W••••• P••••••• | Jan 18, 2019 | Nov 12, 2019 | 298 | Firm change | Wirehouse to RIA |