RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• V• B••••••
- A••••••••• W••••• P••••••• independent RIA currentsince Jan 22, 2026 · Minnetonka, Mn
- M••••• S•••••• wirehouseSep 5, 2023 to Jan 21, 2026 · Bloomington, Mn
- E•••••• C•••••• M••••••••• L•• formerOct 19, 2021 to Sep 5, 2023 · Arlington, Va
- A••••••••• W••••• P••••••• independent RIANov 12, 2019 to Oct 4, 2021 · Minnetonka, Mn
- M••••• S•••••• wirehouseAug 3, 2016 to Jan 18, 2019 · Chicago, Il
- M••••• S•••••• to A••••••••• W••••• P•••••••left Jan 21, 2026, registered Jan 22, 2026 (1 days) · Wirehouse to independent RIA
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• W••••• P••••••• to E•••••• C•••••• M••••••••• L••left Oct 4, 2021, registered Oct 19, 2021 (15 days) · RIA to RIA
- M••••• S•••••• to A••••••••• W••••• P•••••••left Jan 18, 2019, registered Nov 12, 2019 (298 days) · Wirehouse to independent RIA
- E••• V• B•••••• left M••••• S•••••• for A••••••••• W••••• P••••••• (registered 2026-01-22)Jan 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address