This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TORO BRAVO INVESTMENT ADVISORS, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 15, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Sep 15, 2000

First registration

Oct 21, 2003

Dual registered

no

IAPD individual key

4232771

• Occurred

  Dec 31, 2023
  Advisor departed, no destination yet

  Brian Keith Moon no longer registered at Crown Capital Securities, L.P.; no later IA registration on IAPD

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:478b23d6-ec65-c3fc-aed1-9c6191366b1b

First observed

Oct 21, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.