RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••• M•••
- Professional profile
- linkedin.com/in/brian-keith-moon-rssa-certified-financial-fiduciary-67reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T••• B•••• I••••••••• A•••••••• L•• state registered currentsince Mar 5, 2018 · Amarillo, Tx
- C•••• C•••••• S••••••••• L••• formerMar 13, 2018 to Dec 31, 2023 · Plainview, Tx
- S•• I••••••••• A•••••••• I••• formerJul 13, 2012 to Mar 7, 2018 · Fresno, Ca
- B••••••••• L•• formerNov 6, 2008 to Jul 13, 2012 · Hale Center, Tx
- I••••••••• S••••••••• C••••••••• formerJan 3, 2006 to Nov 7, 2008 · Hale Center, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 21, 2003 to Jan 4, 2006 · Lubbock, Tx
- C•••• C•••••• S••••••••• L••• to no registered destinationleft Dec 31, 2023 · Departure, no registered destination
- S•• I••••••••• A•••••••• I••• to T••• B•••• I••••••••• A•••••••• L••left Mar 7, 2018, registered Mar 5, 2018 (-2 days) · Other
- B••••••••• L•• to S•• I••••••••• A•••••••• I•••left Jul 13, 2012, registered Jul 13, 2012 (0 days) · Other
- I••••••••• S••••••••• C••••••••• to B••••••••• L••left Nov 7, 2008, registered Nov 6, 2008 (-1 days) · Other
- V•••• F•••••••• A•••••••• I••• to I••••••••• S••••••••• C•••••••••left Jan 4, 2006, registered Jan 3, 2006 (-1 days) · Other
- B•••• K•••• M••• no longer registered at C•••• C•••••• S••••••••• L•••; no later IA registration on IAPDDec 31, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address