DFX Intelligence

W••••• D••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

W••••• D••• B•••••••

Advisor at B••••••••• W••••• A•••••••• L••

Naples, FL | WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:478cac6e-a987-3c87-3210-172ba49b1483

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 9, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Jan 7, 2026	n/a	yes	Naples, FL\|WHEATON, IL	Current employment
I••••• P••••••••• W•••••• L••	Independent wealth	Oct 25, 2023	Jan 24, 2024	no	MARIETTA, GA\|Naples, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	B••••••••• W••••• A•••••••• L••	Jan 24, 2024	Jan 7, 2026	714	Firm change after gap	Other
A• W••••• M••••••••• L••	I••••• P••••••••• W•••••• L••	Sep 28, 2023	Oct 25, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
23224:282580:FL:2022-12-31	Dec 31, 2022	Jan 4, 2023	NAPLES, FL	Firm change

Relationships

Registered with (5)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 25, 2023 to Jan 24, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2023 to Sep 28, 2023factForm ADV
→ M•••••• A••••• S••••••••• L••

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:478cac6e-a987-3c87-3210-172ba49b1483
First observed: Jun 9, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.