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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PECAUT WEALTH MANAGEMENT

PECAUT & CO., CRD 2997

SIOUX CITY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:478f5ab8-4f46-df12-bdab-a9c35ee73409

Data as of Nov 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2011 to Nov 19, 2025
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $382MItem 5.F on the latest filing (2025-11-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $365M
Private client RAUM: $367MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $127Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 554
Individual clients: 144
High net worth clients: 75
Custody, client assets: $46.9M
SEC number: 801-49498
CRD: 2997
Filings on the tape: 29
First filed: Nov 23, 2011
Latest filed: Nov 19, 2025
Organised: Corporation, IA
Website: investsiouxland.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL SCOTT PECAUT	n/a	SIOUX CITY, IA	27	47	n/a	no
JOHN CHRISTIAN PECAUT	n/a	SIOUX CITY, IA	9	10	n/a	no
MICHAEL WILLIAM GALLAGHER	Chartered Financial Analyst	SIOUX CITY, IA \| LAKE OSWEGO, OR	5	19	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALLAGHER, MICHAEL, WILLIAM	VICE PRESIDENT & FINANCIAL ADVISOR	D	yes	04/2021	Nov 23, 2021	Nov 14, 2024
PECAUT, DANIEL, SCOTT	CHAIRMAN AND CHIEF INVESTMENT OFFICER	Na	yes	08/2018	Nov 23, 2011	Nov 14, 2024
PECAUT, JOHN, CHRISTIAN	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT	D	yes	08/2018	Nov 22, 2017	Nov 14, 2024
WRENN, COREY, JOHN	CHIEF EXECUTIVE OFFICER AND PRESIDENT	Na	yes	08/2018	Nov 23, 2011	Nov 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAKE OSWEGO	Or	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Nov 14, 2024	$351M	$336M	4	4	1	n/a	n/a
2023	Nov 17, 2023	$307M	$295M	4	4	1	n/a	n/a
2022	Nov 23, 2022	$269M	$262M	4	4	1	n/a	n/a
2021	Nov 23, 2021	$305M	$282M	4	4	0	n/a	n/a
2020	Nov 25, 2020	$230M	$210M	3	3	0	n/a	n/a
2019	Nov 22, 2019	$226M	$221M	3	3	0	n/a	n/a
2018	Nov 28, 2018	$223M	$218M	3	3	0	n/a	n/a
2017	Nov 22, 2017	$204M	$199M	3	3	0	n/a	n/a
2016	Nov 21, 2016	$161M	$156M	3	3	n/a	n/a	n/a
2015	Nov 25, 2015	$174M	$169M	4	2	n/a	n/a	n/a
2014	Nov 25, 2014	$191M	$186M	4	2	n/a	n/a	n/a
2013	Nov 27, 2013	$163M	$158M	4	2	n/a	n/a	n/a
2012	Nov 26, 2012	$140M	$136M	5	2	n/a	n/a	n/a
2011	Nov 23, 2011	$132M	$128M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$382M	$307M	24.5%	$305M	7.7%	6	4	1	1

Relationships

Registered with (5)

← MICHAEL WILLIAM GALLAGHERAdvisorregistration: current employment
Apr 6, 2021 to presentfactForm ADV
← JOHN CHRISTIAN PECAUTAdvisorregistration: current employment
Oct 11, 2016 to presentfactForm ADV
← DANIEL SCOTT PECAUTAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← JEFF ALAN BROWERAdvisorregistration: previous registration
Jan 1, 1999 to Nov 21, 2003factForm ADV
← STEWART CHURCHILL HARTMANAdvisorregistration: previous registration
Jan 1, 1999 to Nov 21, 2003factForm ADV

Controls (4)

← WRENN, COREY, JOHNOwnerCHIEF EXECUTIVE OFFICER AND PRESIDENT, ownership code NA, individual
Nov 23, 2011 to Nov 14, 2024factForm ADV
← GALLAGHER, MICHAEL, WILLIAMOwnerVICE PRESIDENT & FINANCIAL ADVISOR, ownership code D, individual
Nov 23, 2021 to Nov 14, 2024factForm ADV
← PECAUT, JOHN, CHRISTIANOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT, ownership code D, individual
Nov 22, 2017 to Nov 14, 2024factForm ADV
← PECAUT, DANIEL, SCOTTOwnerCHAIRMAN AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 23, 2011 to Nov 14, 2024factForm ADV

Dated events

Occurred
Nov 23, 2021
Control person joined
William Michael Gallagher (Vice President & Financial Advisor) appeared on Schedule A of Pecaut Wealth Management
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:478f5ab8-4f46-df12-bdab-a9c35ee73409
First observed: Nov 23, 2011
Last observed: Nov 19, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PECAUT WEALTH MANAGEMENT

PECAUT & CO., CRD 2997

SIOUX CITY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:478f5ab8-4f46-df12-bdab-a9c35ee73409

Data as of Nov 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL SCOTT PECAUT

n/a

SIOUX CITY, IA

n/a

JOHN CHRISTIAN PECAUT

n/a

SIOUX CITY, IA

n/a

MICHAEL WILLIAM GALLAGHER

Chartered Financial Analyst

SIOUX CITY, IA | LAKE OSWEGO, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALLAGHER, MICHAEL, WILLIAM

VICE PRESIDENT & FINANCIAL ADVISOR

yes

04/2021

Nov 23, 2021

Nov 14, 2024

PECAUT, DANIEL, SCOTT

CHAIRMAN AND CHIEF INVESTMENT OFFICER

yes

08/2018

Nov 23, 2011

Nov 14, 2024

PECAUT, JOHN, CHRISTIAN

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT

yes

08/2018

Nov 22, 2017

Nov 14, 2024

WRENN, COREY, JOHN

CHIEF EXECUTIVE OFFICER AND PRESIDENT

yes

08/2018

Nov 23, 2011

Nov 14, 2024

City

State

Country

Employees

Also broker-dealer

LAKE OSWEGO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Nov 14, 2024

$351M

$336M

n/a

2023

Nov 17, 2023

$307M

$295M

n/a

2022

Nov 23, 2022

$269M

$262M

n/a

2021

Nov 23, 2021

$305M

$282M

n/a

2020

Nov 25, 2020

$230M

$210M

n/a

2019

Nov 22, 2019

$226M

$221M

n/a

2018

Nov 28, 2018

$223M

$218M

n/a

2017

Nov 22, 2017

$204M

$199M

n/a

2016

Nov 21, 2016

$161M

$156M

n/a

2015

Nov 25, 2015

$174M

$169M

n/a

2014

Nov 25, 2014

$191M

$186M

n/a

2013

Nov 27, 2013

$163M

$158M

n/a

2012

Nov 26, 2012

$140M

$136M

n/a

2011

Nov 23, 2011

$132M

$128M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$382M

$307M

24.5%

$305M

7.7%