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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

MICHAEL WILLIAM GALLAGHER

Advisor at PECAUT WEALTH MANAGEMENT

SIOUX CITY, IA | LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:df659578-c0ae-5fcd-ea26-515e1fc5800b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PECAUT WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Jun 13, 2007
First registration: Jul 18, 2007
Dual registered: no
Other names: MIKE GALLAGHER
IAPD individual key: 5214525

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PECAUT WEALTH MANAGEMENT	Independent wealth	Apr 6, 2021	n/a	yes	SIOUX CITY, IA\|LAKE OSWEGO, OR	Current employment
TPG FINANCIAL ADVISORS, LLC	Mixed wealth	Mar 30, 2015	Apr 1, 2021	no	PORTLAND, OR	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Mar 26, 2015	Jun 4, 2019	no	PORTLAND, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 7, 2015	no	PORTLAND, OR	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jul 18, 2007	Jun 1, 2009	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TPG FINANCIAL ADVISORS, LLC	PECAUT WEALTH MANAGEMENT	Apr 1, 2021	Apr 6, 2021	5	Firm change	RIA to RIA
GENEOS WEALTH MANAGEMENT, INC.	TPG FINANCIAL ADVISORS, LLC	Jun 4, 2019	Mar 30, 2015	-1,527	Firm change after gap	Other
MORGAN STANLEY	GENEOS WEALTH MANAGEMENT, INC.	Apr 7, 2015	Mar 26, 2015	-12	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ PECAUT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 6, 2021 to presentfactForm ADV
→ TPG FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 30, 2015 to Apr 1, 2021factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 26, 2015 to Jun 4, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 7, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jul 18, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.