DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner39 years in industry

John Robert Sturgis

Advisor at HUB INVESTMENT PARTNERS, LLC

AUSTIN, TX | Albuquerque, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4791651c-e1a6-d011-9a4b-a4372912f228

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUB INVESTMENT PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 14
Current registrations: 1
Registered states: 8
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 19, 1987
First registration: Jun 29, 2000
Dual registered: no
IAPD individual key: 1606766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Jan 5, 2022	n/a	yes	AUSTIN, TX\|Albuquerque, NM	Current employment
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Jan 15, 2021	Dec 31, 2021	no	AUSTIN, TX\|Albuquerque, NM	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 9, 2019	Sep 15, 2020	no	Albuquerque, NM	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 9, 2019	Sep 15, 2020	no	Albuquerque, NM	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 10, 2014	Dec 7, 2018	no	Stockton, CA\|Fremont, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 16, 2010	Mar 11, 2014	no	WAVERLY, IA\|MODESTO, CA\|FOLSOM, CA\|WAVERLY, IA\|LA CENTER, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 22, 2009	Mar 5, 2010	no	EL SEGUNDO, CA\|LEWISVILLE, TX\|EL SEGUNDO, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 15, 2008	Jun 9, 2009	no	WAVERLY, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 31, 2007	May 6, 2008	no	SACRAMENTO, CA\|CITRUS HEIGHTS, CA\|FORT MILL, SC\|RANCHO CORDOVA, CA\|SACRAMENTO, CA	Previous registration
SECU BROKERAGE SERVICES	n/a	May 3, 2006	Nov 6, 2007	no	SACRAMENTO, CA\|SAN FRANCISCO, CA\|CITRUS HEIGHTS, CA\|VACAVILLE, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 16, 2005	May 5, 2006	no	CITRUS HEIGHTS, CA\|Citrus Heights, CA	Previous registration
SECU BROKERAGE SERVICES	n/a	Oct 8, 2004	Feb 22, 2005	no	SACRAMENTO, CA	Previous registration
IFMG SECURITIES, INC.	n/a	Jan 28, 2004	Oct 7, 2004	no	SACRAMENTO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Mar 14, 2003	Dec 8, 2003	no	SACRAMENTO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 29, 2000	Mar 6, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	HUB INVESTMENT PARTNERS, LLC	Sep 15, 2020	Jan 15, 2021	122	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 15, 2020	Jan 9, 2019	-615	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Dec 7, 2018	Jan 9, 2019	33	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Mar 11, 2014	Apr 10, 2014	30	Firm change	Other
LPL FINANCIAL LLC	CUNA BROKERAGE SERVICES, INC.	Mar 5, 2010	Mar 16, 2010	11	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Jun 9, 2009	Jul 22, 2009	43	Firm change	Other
LPL FINANCIAL LLC	CUNA BROKERAGE SERVICES, INC.	May 6, 2008	May 15, 2008	9	Firm change	Other
SECU BROKERAGE SERVICES	LPL FINANCIAL LLC	Nov 6, 2007	Aug 31, 2007	-67	Firm change after gap	Other
U.S. BANCORP INVESTMENTS, INC.	SECU BROKERAGE SERVICES	May 5, 2006	May 3, 2006	-2	Firm change	Other
SECU BROKERAGE SERVICES	U.S. BANCORP INVESTMENTS, INC.	Feb 22, 2005	Nov 16, 2005	267	Firm change	Other
IFMG SECURITIES, INC.	SECU BROKERAGE SERVICES	Oct 7, 2004	Oct 8, 2004	1	Firm change	Other
U.S. BANCORP ADVISORS, LLC	IFMG SECURITIES, INC.	Dec 8, 2003	Jan 28, 2004	51	Firm change	Other
LPL FINANCIAL LLC	U.S. BANCORP ADVISORS, LLC	Mar 6, 2003	Mar 14, 2003	8	Firm change	Other

Relationships

Registered with (10)

→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 15, 2021 to Dec 31, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2019 to Sep 15, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 9, 2019 to Sep 15, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 10, 2014 to Dec 7, 2018factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 16, 2010 to Mar 11, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 22, 2009 to Mar 5, 2010factForm ADV
→ SECU BROKERAGE SERVICESRegistered adviserregistration: previous registration
May 3, 2006 to Nov 6, 2007factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 16, 2005 to May 5, 2006factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2004 to Oct 7, 2004factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 14, 2003 to Dec 8, 2003factForm ADV

Dated events

No dated event names this entity yet.