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Advisor at VALIC FINANCIAL ADVISORS, INC.
MODESTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 27, 2026 | n/a | yes | MODESTO, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 12, 2025 | Jan 6, 2026 | no | San Francisco, CA|Pleasanton, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 12, 2002 | Jan 22, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | VALIC FINANCIAL ADVISORS, INC. | Jan 6, 2026 | Apr 27, 2026 | 111 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | MML INVESTORS SERVICES, LLC | Jan 22, 2003 | Mar 12, 2025 | 8,085 | Firm change after gap | Ibd to ibd |