DFX Intelligence

J••••• M• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

J••••• M• B••••••

Advisor at L•• F•••••••• L••

HAUPPAUGE, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 26, 2019	n/a	yes	HAUPPAUGE, NY	Current employment
P••••••• U••••• A•••••••• I•••	Former SEC adviser	May 22, 2018	Mar 4, 2019	no	Smithtown, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• S••••••••• I•••	P••••••• U••••• A•••••••• I•••	Mar 4, 2019	May 22, 2018	-286	Firm change after gap	Other
P••••••• U••••• A•••••••• I•••	L•• F•••••••• L••	Mar 4, 2019	Feb 26, 2019

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2009 to Oct 11, 2012factForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2015 to Mar 4, 2019factForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
May 22, 2018 to Mar 4, 2019factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.