DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph M. Bonanno
Feed of 09/14/2026
At current firm
7 y
since Feb 26, 2019
In the industry
24 y
since Aug 28, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 26, 2019 · Hauppauge, Ny
- People'S United Advisors, Inc. formerMay 22, 2018 to Mar 4, 2019 · Smithtown, Ny
- People'S Securities, Inc. formerOct 9, 2015 to Mar 4, 2019 · Maspeth, Ny
- LPL Financial LLC BD affiliatedJun 2, 2009 to Oct 11, 2012 · Oakdale, Ny
- Chase Investment Services Corp. formerMay 2, 2009 to May 11, 2009 · Smithtown, Ny
- Wamu Investments, Inc. unclassifiedOct 17, 2006 to May 2, 2009 · East Setauket, Ny
Moves
a registration end followed by a registration begin elsewhere
- People'S Securities, Inc. to People'S United Advisors, Inc.left Mar 4, 2019, registered May 22, 2018 (-286 days) · Other
- People'S United Advisors, Inc. to LPL Financial LLCleft Mar 4, 2019, registered Feb 26, 2019 (-6 days) · RIA to RIA
- LPL Financial LLC to People'S Securities, Inc.left Oct 11, 2012, registered Oct 9, 2015 (1093 days) · Other
- Chase Investment Services Corp. to LPL Financial LLCleft May 11, 2009, registered Jun 2, 2009 (22 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address