DFX Intelligence

P••• D••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

P••• D••••• S•••••••••

Advisor at S••••••• F•••••••• S•••••••• I•••

AKRON, OH

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Search this name across graphsid dfx:ria:47bb268f-0afd-59c8-a416-3acd73b00d12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• S•••••••• I•••	Independent wealth	Feb 19, 2009	n/a	yes	AKRON, OH	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Mar 2, 2005	Nov 5, 2007	no	CLEVELAND, OH\|AKRON, OH\|Wickliffe, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	S••••••• F•••••••• S•••••••• I•••	Nov 5, 2007	Feb 19, 2009	472	Firm change after gap	Other
L•• F•••••••• L••	M• H••••••• S••••••••• I•••	Jul 14, 2004	Mar 2, 2005

Relationships

Registered with (3)

→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 19, 2009 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2005 to Nov 5, 2007factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 17, 2003 to Jul 14, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47bb268f-0afd-59c8-a416-3acd73b00d12
First observed: Jul 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.