DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SYMPHONY FINANCIAL SERVICES, INC.

CRD 125058

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cc151f8-39ce-4ba6-d756-79869108c225

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Mar 13, 2012 to Feb 25, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $429MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $345M
Private client RAUM: $330MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $53.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,312
Individual clients: 520
High net worth clients: 71
SEC number: 801-63300
CIK: 2031979
CRD: 125058
Filings on the tape: 26
First filed: Mar 13, 2012
Latest filed: Feb 25, 2026
Organised: Corporation, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL DONALD SANSONETTE	n/a	AKRON, OH	17	23	2	yes
SCOTT DOUGLAS SPEARS	n/a	AKRON, OH	17	23	3	yes
CRAIG MICHAEL SMALL	Chartered Financial Analyst	AKRON, OH	17	18	n/a	yes
SPENCER LEE GABRIEL	n/a	AKRON, OH	16	31	2	yes
JOHN Y KIM	n/a	AKRON, OH	14	24	3	yes
STEVEN ROBERT SMETANA	n/a	AKRON, OH	9	19	3	yes
MARK K MILLAR	n/a	AKRON, OH	6	40	3	yes
Daniel Auble	n/a	AKRON, OH	0	10	1	yes
Glen Thomas Crabtree	n/a	AKRON, OH	0	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KIM, JOHN, Y	President	E	yes	06/2001	Mar 13, 2012	Sep 17, 2024
SMALL, CRAIG, MICHAEL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2008	Mar 18, 2019	Sep 17, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$429M	$345M	7	7	1	n/a	n/a
2024	Mar 14, 2025	$376M	$308M	7	7	1	n/a	n/a
2023	Feb 14, 2024	$344M	$284M	11	9	1	n/a	n/a
2022	Mar 7, 2023	$292M	$244M	10	9	0	n/a	n/a
2021	Feb 22, 2022	$339M	$283M	11	9	0	n/a	n/a
2020	Mar 16, 2021	$291M	$236M	14	8	0	n/a	n/a
2019	Feb 27, 2020	$251M	$192M	14	7	0	n/a	n/a
2018	Mar 18, 2019	$209M	$158M	12	8	0	n/a	n/a
2017	Mar 30, 2018	$282M	$160M	8	8	0	n/a	n/a
2016	Mar 30, 2017	$232M	$123M	8	8	n/a	n/a	n/a
2015	Mar 16, 2016	$196M	$92.0M	2	2	n/a	n/a	n/a
2014	Mar 20, 2015	$235M	$115M	2	2	n/a	n/a	n/a
2013	Mar 7, 2014	$218M	$97.2M	2	2	n/a	n/a	n/a
2012	Mar 26, 2013	$197M	$109M	2	2	n/a	n/a	n/a
2011	Mar 13, 2012	$160M	$160M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$429M	$376M	14.0%	$292M	13.7%	7	7	1	1

Relationships

Registered with (12)

← Daniel AubleAdvisorregistration: current employment
Jun 7, 2026 to presentfactForm ADV
← MARK K MILLARAdvisorregistration: current employment
Jun 10, 2020 to presentfactForm ADV
← STEVEN ROBERT SMETANAAdvisorregistration: current employment
Dec 13, 2016 to presentfactForm ADV
← JOHN Y KIMAdvisorregistration: current employment
Mar 14, 2012 to presentfactForm ADV
← SPENCER LEE GABRIELAdvisorregistration: current employment
Jan 19, 2010 to presentfactForm ADV
← PAUL DONALD SANSONETTEAdvisorregistration: current employment
Feb 19, 2009 to presentfactForm ADV
← SCOTT DOUGLAS SPEARSAdvisorregistration: current employment
Feb 19, 2009 to presentfactForm ADV
← CRAIG MICHAEL SMALLAdvisorregistration: current employment
Feb 19, 2009 to presentfactForm ADV
← ROBERT JOHN SCHAEFERAdvisorregistration: previous registration
Dec 7, 2021 to Nov 27, 2024factForm ADV
← William GandertAdvisorregistration: previous registration
Mar 30, 2017 to Sep 26, 2018factForm ADV
← RICHARD ANDREW WEIDRICKAdvisorregistration: previous registration
Feb 19, 2009 to Sep 17, 2015factForm ADV
← RUSSELL TODD MCALONIEAdvisorregistration: previous registration
Mar 14, 2012 to Sep 19, 2014factForm ADV

Controls (2)

← KIM, JOHN, YOwnerPRESIDENT, ownership code E, individual
Mar 13, 2012 to Sep 17, 2024factForm ADV
← SMALL, CRAIG, MICHAELOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2019 to Sep 17, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 27, 2024
Advisor changed firm
Robert John Schaefer left Symphony Financial Services, Inc. for Sjs Investment Services (registered 2024-05-17)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2019
Control person joined
Michael Craig Small (Vice President) appeared on Schedule A of Symphony Financial Services, Inc.
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 18, 2026
Glen Thomas Crabtree registered as an investment adviser representative at Symphony Financial Services, Inc.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cc151f8-39ce-4ba6-d756-79869108c225
First observed: Mar 13, 2012
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYMPHONY FINANCIAL SERVICES, INC.

CRD 125058

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cc151f8-39ce-4ba6-d756-79869108c225

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL DONALD SANSONETTE

n/a

AKRON, OH

yes

SCOTT DOUGLAS SPEARS

n/a

AKRON, OH

yes

CRAIG MICHAEL SMALL

Chartered Financial Analyst

AKRON, OH

n/a

yes

SPENCER LEE GABRIEL

n/a

AKRON, OH

yes

JOHN Y KIM

n/a

AKRON, OH

yes

STEVEN ROBERT SMETANA

n/a

AKRON, OH

yes

MARK K MILLAR

n/a

AKRON, OH

yes

Daniel Auble

n/a

AKRON, OH

yes

Glen Thomas Crabtree

n/a

AKRON, OH

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KIM, JOHN, Y

President

yes

06/2001

Mar 13, 2012

Sep 17, 2024

SMALL, CRAIG, MICHAEL

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

06/2008

Mar 18, 2019

Sep 17, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$429M

$345M

n/a

2024

Mar 14, 2025

$376M

$308M

n/a

2023

Feb 14, 2024

$344M

$284M

n/a

2022

Mar 7, 2023

$292M

$244M

n/a

2021

Feb 22, 2022

$339M

$283M

n/a

2020

Mar 16, 2021

$291M

$236M

n/a

2019

Feb 27, 2020

$251M

$192M

n/a

2018

Mar 18, 2019

$209M

$158M

n/a

2017

Mar 30, 2018

$282M

$160M

n/a

2016

Mar 30, 2017

$232M

$123M

n/a

2015

Mar 16, 2016

$196M

$92.0M

n/a

2014

Mar 20, 2015

$235M

$115M

n/a

2013

Mar 7, 2014

$218M

$97.2M

n/a

2012

Mar 26, 2013

$197M

$109M

n/a

2011

Mar 13, 2012

$160M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$429M

$376M

14.0%

$292M

13.7%