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D••••• R••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

D••••• R••••• C•••••

Advisor at G••••• S•••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:47c13cf1-3785-7278-91fe-c6259f064798

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• M••••••••• L••	No RAUM reported	Jan 1, 2025	n/a	yes	FORT BRAGG, CA	Current employment
A••••••••	Mixed wealth	Apr 8, 2024	n/a	yes	FORT BRAGG, CA\|Powell, WY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S•••• A•••• M•••••••••	G••••• S•••• W••••• M••••••••• L••	Mar 14, 2022	Dec 6, 2021	-98	Firm change after gap	RIA to RIA
L•• F•••••••• L••	G••••• S•••• A•••• M•••••••••	Dec 23, 2016	Jul 10, 2020

Relationships

Registered with (9)

→ A••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••••••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ R•••••• I••••••••• G••••• I••Registered adviserregistration: current employment
Feb 5, 2024 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••

Dated events

Occurred
Mar 14, 2022
Advisor changed firm
D••••• R••••• C••••• left G••••• S•••• A•••• M••••••••• for G••••• S•••• W••••• M••••••••• L•• (registered 2021-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47c13cf1-3785-7278-91fe-c6259f064798
First observed: Mar 20, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.