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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)18 years in industry

SCOTT ALEXANDER DAVIS

Advisor at CETERA INVESTMENT ADVISERS LLC

NORMAL, IL | BLOOMINGTON, IL

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Search this name across graphsid dfx:ria:47cf3586-97a4-6f97-901f-1c4723e4658f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Dec 3, 2007
First registration: Dec 4, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5438914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	BLOOMINGTON, IL\|NORMAL, IL	Current employment
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Bd affiliated wealth	Feb 27, 2012	Sep 30, 2019	no	MINNEAPOLIS, MN\|PEORIA, IL\|MINNEAPOLIS, MN\|PEORIA, IL\|Bloomington, IL	Previous registration
CLIFTON GUNDERSON WEALTH ADVISORS	Former SEC adviser	Jun 25, 2008	Feb 27, 2012	no	PEORIA, IL	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Dec 4, 2007	Jun 13, 2008	no	FORSYTH, IL\|ST LOUIS, MO\|SPRINGFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Sep 30, 2019	Jun 29, 2023	1,368	Firm change after gap	Ibd to ibd
CLIFTON GUNDERSON WEALTH ADVISORS	CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Feb 27, 2012	Feb 27, 2012	0	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CLIFTON GUNDERSON WEALTH ADVISORS	Jun 13, 2008	Jun 25, 2008	12	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2012 to Sep 30, 2019factForm ADV
→ CLIFTON GUNDERSON WEALTH ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2008 to Feb 27, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 4, 2007 to Jun 13, 2008factForm ADV

Dated events

No dated event names this entity yet.